Insurance Regulatory & Compliance

Practice Area

Insurance Regulatory & Compliance

The attorneys of the Insurance Regulatory & Compliance Practice offer a full array of services relating to insurance regulation, including interfacing with insurance regulatory agencies to make filings, ensure compliance, and resolve disputes.

Our attorneys offer creative solutions for dispute resolution in litigation, arbitral, and administrative fora in matters as diverse as acquisition of control of insurers and insurance holding companies; market conduct surveys; licensing and disciplinary matters; financial statement compliance, holding company and registration act compliance; rate filings and rate-making; policy form approval; conversion of mutual to stock companies; issuance of surplus notes and other specialized securities; risk-based capital requirements; and licensing. Furthermore, the attorneys counsel their insurance clients on the dynamic developments in federal regulation or oversight of aspects of the business of insurance.

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